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萨班斯法案（2002）Sec.306.(3)
(5)INDIVIDUAL ACCOUNT PLAN.-For purposes of this subsection,the term"individual account plan"has the meaning provided in section 3(34)of the Employee Retirement Income Security Act of 1974(29 U.S.C.1002(34),except that such term shall not include a one-participant retirement plan(within the meaning of section 101(i)(8)(B)of such Act(29 U.S.C.1021(i)(8)(B))).
(6)NOTICE TO DIRECTORS,EXECUTIVE OFFICERS,AND THE COMMISSION.-In any case in which a director or executive officer is subject to the requirements of this subsection in connection with a blackout period(as defined in paragraph(4))with respect to any equity securities,the issuer of such equity securities shall timely notify such director or officer and the Securities and Exchange Commission of such blackout period.
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